Firm

 

Jeffrey Kob Law is primarily a securities litigation firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business.

We represent individuals, firms and companies in prelitigation counseling and adversarial and administrative proceedings before state and federal courts, alternative resolution forums (including AAA, FINRA and JAMS) and state and federal regulatory agencies across the United States. We have extensive securities litigation experience in cases ranging from collection matters, employment matters and customer disputes as well as SEC, FINRA and State investigations and enforcement actions. Jeffrey Kob Law was built on the foundation of client service through hands-on, practical experience. We endeavor to serve as a strategic partner to our clients by providing cost- effective and superior legal services, understanding our clients’ business and challenges and leveraging our unique experience to fulfill our clients’ objectives.

Our practice is built on the understanding that the law is the means to realize our clients’ objectives, but its practice requires an intimate understanding of our clients’ businesses and industries. Our firm includes a general counsel to securities broker dealer, a Securities and Exchange Commission enforcement attorney and an arbitrator certified by FINRA. We know the challenges and objectives faced by broker-dealers, issuers, representatives and investment advisers and offer both legal and practical solutions.

OUR PRINCIPLES

Our firm was created based on the following guiding principles:

  • Hands-on, practical experience matters to clients and effective resolution.

  • Collaboration among the firm’s partners with a multidisciplinary approach to resolution of client engagements.

  • Practice with the highest standards of ethics and integrity.

  • Direct engagement with clients, by listening and understanding their business and issues, is paramount to helping them accomplish their desired objectives.

  • Provide superior, cost-effective legal services from commencement to completion guided by our clients’ needs and budget.

  • Perform with skill and intensity without regard to evolving dynamics, demands or challenges.

  • Deliver superior economic performance with a clear understanding of cost, value, client budget and current economic constraints.

  • Draw diverse, challenging engagements to provide value to our clients.

  • Pursue continued education, training and investment in technology to constantly improve the firm, its attorneys and staff and its resources.